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Page also exchanged emails with a number of possible buyers where he verified the precision of your performance quantities while in the marketing products.
From October 2017 right until October 2018, the AWC Letter proceeds, Mr. Page distributed internet marketing resources that contained materially inaccurate information “to in excess of two dozen prospective traders.” Additionally, he allegedly “exchanged e-mails with multiple potential traders in which he affirmed the accuracy on the Learn Fund’s overall performance effects as established forth during the Feeder Fund’s advertising and marketing products.” FINRA states that investors inside the Feeder Fund designed “7 distinctive investments… totaling roughly $1.
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Page expressed enthusiasm about his new role, stating, "I'm thrilled for being the founder Spouting Rock Financial Companions and contribute to its distinguished legacy. Alongside one another, We'll carry on to innovate and supply our clients with Remarkable economical expert services."
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Page verified the number’s accuracy Even with obtaining information that called the precision from the numbers into issue. Subsequently, Page violated FINRA Rule 2010.
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